Client Background
For years, compliance meant complexity. Sprawling rulebooks, manual reviews, and constant firefighting became the norm—even for the world’s most respected banks. One global financial institution, operating across regions, realized it was time to flip the script. With increasing regulatory churn and inconsistent interpretations across borders, the bank knew its legacy systems wouldn’t hold. The answer? GenAI.
The Challenges
As the regulatory landscape evolved, so did the burden on compliance teams and infrastructure:
- 20+ analysts manually decoding mandates, slowing compliance agility
- Legacy platforms unable to handle large-scale rule updates or global logic consistency
- Jurisdictional mismatches leading to audit gaps and compliance risk
Xoriant Solution
Xoriant engineered a GenAI-powered reporting solution using its ORIAN framework—bringing automation, intelligence, and traceability to the bank’s regulatory ecosystem:
- AI-driven Reg Assistant to interpret complex mandates across regions
- Agentic workflows with RAG and OCR to align internal logic with evolving regulatory texts
- Rule-authoring engine to convert mandates into traceable, jurisdiction-aware rules
- NLP-powered self-service search to improve access to rule logic
- Integrated microservices for seamless flow between upstream data and downstream reports
Business Outcome
The transformation brought measurable, enterprise-wide gains:
- 7,000+ compliance rules automated, enabling strategic focus for 20+ analysts
- 20+ regulatory reports aligned and accelerated across jurisdictions
- Future mandates fast-tracked via a scalable, reusable rule engine
Technology Stack
LangChain-based AI agents, Azure OpenAI (GPT-4, GPT-4 Turbo, GPT o1-mini), Retrieval-Augmented Generation (RAG), Python-based microservices, Custom domain-specific LLM evaluators, FastAPI, Docker, Kubernetes.
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